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By M. Hesham El Naggar, Mehdi Heidari

"Equivalent fixed-base cantilever model is a common approach for performance base seismic design of bridge structures supported by extended pile-shaft. In this method, global displacement ductility factor is related to local curvature ductility demand by assuming a concentrated plastic hinge at location of maximum bending moment. Equivalent plastic hinge length is one of the key parameters that should be assumed accurately in kinematic expression of the cantilever model. Although, some expressions have proposed to estimate the length of the in-ground plastic hinge; however, these relations yield differing results. In this paper, a general expression is derived based on the concept of distributed plasticity to predict the plastic region of yielded piles in clay and sand. A length modification factor is defined to relate the equivalent length of plastic hinge to the real plastic zone. Then, results from nonlinear pushover analyses are used to propose an equation for the modification factor as a function of displacement ductility factor.IntroductionDuring severe earthquake events, development of the plastic hinge in pile foundation below ground level is inevitable for bridge structures supported on extended pile-shafts. A common approach for seismic design of the yielding pile-shafts is to replace the pile-soil system by an equivalent fixed-base cantilever assuming the equivalent system has the same global response as that of the pile-shaft (Budek et al. 2000; Chai 2002). In this method, plastic curvature is concentrated at the center of the equivalent plastic hinge below ground surface. Prior knowledge of plastic-hinge length is essential for proper assessment of assess plastic displacement at the top of the pile-shaft. Unfortunately, existing recommendations for estimating plastichinge length are largely incomplete and/or inadequate.During the last two decades, several relationships have proposed for evaluating the equivalent plastic hinge length, Lp, based on experimental and numerical studies. Budek et al. (2000) conducted numerical modeling to calculate the plastic-hinge length of piles embedded in cohesionless soil. They found that the plastichinge length varies linearly with both soil stiffness and aboveground height, e. Chai and Hutchinson (2002) conducted full-scale experimental tests on reinforced concrete piles in sand. They reported that Lp depends primarily on the aboveground height of the pile, neither sensitive to the soil stiffness nor to the value of displacement ductility factor. They stated that the equivalent plastic hinge length is relatively independent of the displacement ductility factor and is not very sensitive to the change in soil density. On the contrary, Goel (2014) and Liu et al. (2016) conducted nonlinear numerical analyses which revealed that Lp changes with the displacement ductility factor and even suggested that using different values of Lp for different seismic design levels is essential for a reliable estimation of the ductility capacity."

Jan 1, 2017

By Reza Y. Khaksar

Presented is a rigorous solution for the three-dimensional stability analysis of vertical shafts (excavations) subjected to the self-weight of the soil based on the upper-bound theorem of limit analysis approach. A rigid-block translational collapse mechanism is assumed, with energy dissipation taking place along planar velocity discontinuities. This mechanism is optimized to obtain the critical failure mechanism giving the lowest factor of safety for stability of shafts. Based on comparisons with other solutions, the method is generally found to be accurate in predicting the stability of vertical cuts.

Jan 1, 2006

By Nuno Cruz

"The concrete overbreak estimation for bored piles provides the quantification of the shaft’s expansion beyond its theoretical volume. There are stability analysis methods that can be employed before and after concrete pour but as for the moment of decision, during pile cast, the most common method still consists in measuring the rising of the concrete level in order to compare its poured volume with the theoretical pile section volume. This is a determinant parameter to monitor, not only because it assesses the bored shaft stability but also because it represents a direct cost. When analyzing the estimation methods commonly applied on-site it becomes evident that these are often affected by human errors that lead to misleading results. The objective of this paper is to identify those errors and discuss a subject which is usually overlooked. As a general conclusion, it was ascertained that most errors derive from inaccurate volumetric data, working procedures and gauging equipment. By acknowledging these widespread practices deep foundations contractors will be in a better position to make informed decisions on how to correct and improve bored pile stability.GENERALBackgroundWhen executing bored piles, the estimation of its concrete overbreak allows a swift appraisal of the excavation stability during the drilling process. This is simply obtained from the proportion of the poured volume of concrete over the drilled shaft theoretical volume, as shown in equation [1].Where CO = concrete overbreak percentage, Vc = volume of poured concrete, Vr = pile’s theoretical volume. This calculation not only provides a general idea of the shaft’s expansion from its theoretical volume, but also the outline of the excavated column’s geometry. For the latter, the outline will be as accurate as the number of measurements taken for each partial known volume of poured concrete. This means that for each load placed inside the excavation there is a corresponding rising of the concrete level. The profile of the definite pile is then plotted (see Fig. 1) and allows inferring about how stable remained the shaft walls up to the moment of casting.The technological developments in this area have provided other methods for determining pile stability before and after pile cast, such as ultrasonic echo sensing, cross-hole sonic logging or thermal integrity profiling systems. Notwithstanding, concrete overbreak assessment remains as common practice and confers the advantage of providing stability information during the process of pile casting."

Jan 1, 2017

By Maurice Guillaud

The most striking innovations on diaphragm-wall construction plant are those associated with continuous real-time trajectory monitoring of the excavating tool (either a grab or a hydro-cutter). The recent equipments are fitted with clinometers and gyrometers to control deflection, rotation or deviation from the vertical, thus allowing to install diaphragm-walls with a verticality accuracy of less than 0.3%. One of the greatest advantages of extensive use of on-board IT systems on the Hydrocutters and hydraulic grab machines is that it aids quality control by automatically producing complete real-time reports of all excavating data (verticality, depth, type of ground, rate of progress, stoppages, etc.). These reports are available to the Engineer, providing the total transparency required for Works Supervision and the Quality Assurance Plan. They also provide the Contractor with input data for databases used for optimising efficiency and progress criteria on future jobs.

Jan 1, 2002

By Andrea Gambi, Giancarlo Olivucci, Maurizio Lenzi

"In the paper a criterion for the evaluation of the sharing of the lateral loads in a piled foundation is presented. It relies on the the compatibility condition between the rotation of the rigid pile cap and the rotations of the pile heads, following in that the criterion suggested by the Eurocode 8 - Part 5. This assumption leads to an analytical solutions which allows to deal with the sharing of the lateral loads and moments by means of two main interaction parameters only. A sharing domain is also derived and it shows the role played by the eccentricity of the lateral load on the values of the axial forces and of the bending moments at the head of the piles.INTRODUCTIONIt is well known that the interaction among soil, piles and foundation is one of the most complex subject to deal with in Geotechnical Engineering. Its rigorous study needs to employ suitable finite element software nowadays available and able to take into account the non linear behavior of the soil as a continuum and the inelastic response of the structure. A deep insight to the topic of the sharing of the loads cannot obviously renounce to this approach.On the other hand it is a daily need of the designers to have at their disposal simple tools that allow to make preliminary evaluations of the basic equilibrium conditions. To this purpose many methods of analysis have been developed in the past to face the sharing of the loads in a simplified version. The present contribution follows this way trying however to introduce some improvements that leads to find a solution that satisfies both the equilibrium of the forces and the compatibility of the movements (Lenzi, Gambi, Olivucci, 2002). The proposed model allows to identify the basic parameters which govern the sharing of the lateral load and it allows to perform also parametric analysis and quick checks that may be useful in the design of the piles."

Jan 1, 2005

By Beim Jorge, Piscsalko George

"Verifying the quality of cast-in-place foundation applications, particularly those cast under slurry, is of course important, due to its great dependency on the methodology employed and on the practices of the site personnel. Due to the techniques used to install these elements, it is usually not possible to inspect the hole prior to grout or concrete placement, but there are several Non Destructive Test (NDT) methods available to assess the integrity of the completed foundation elements. This paper will compare several NDT methods with the Thermal Integrity Profiling (TIP) method for verifying the integrity in Continuous Flight Auger (CFA) piles and Bored Piles. The Thermal Integrity Profiling method will be described and some examples will be presented where TIP testing was used to confirm the structural integrity of CFA piles and Bored Piles.IntroductionThere are several Non Destructive Test (NDT) methods available for integrity testing of foundation elements. Each of those methods has advantages and disadvantages (White et al, 2008). Some methods test the integrity based on the reflections of a stress-wave generated by low or high-strain impact, while others require tubes to be installed prior to concrete pouring, and test the integrity between those tubes, or within a small proximity of them. The former methods (especially the low-strain) are faster and more cost-effective, but are not able to detect the quadrant where the damage is located. The latter methods are able to determine the quadrant, but do not test the region outside of the reinforcing cage, that is, they are not able to determine the concrete cover. The Thermal Integrity Profiling (TIP) NDT method overcomes the limitations of these other NDT methods.Overview of Shaft Integrity MethodsUntil now, the most widely used methods to test the integrity of Bored and CFA piles were the low-strain pile integrity testing and the cross-hole ultra-sonic testing. The low-strain method for integrity testing (PIT) involves attaching an accelerometer usually to the pile top (using a putty or wax) and striking the pile surface with a handheld hammer, which causes a compressive wave to enter the pile. This wave is totally reflected when it reaches the end of the pile or a major defect, and is partially reflected when it encounters any change in crosssection, or a change in the resistance or density of the pile material. These reflections arrive at the top at a time determined by the distance and wave speed, and causes a noticeable change in the signal detected by the accelerometer. The acceleration signal is normally converted to velocity by simple integration, and sometimes the force applied by the hammer is also measured. The velocity (and force) signals can be processed by the pulse-echo method (in the time domain) or by the transient response method (in the frequency domain)."

Jan 1, 2015

By Walter Ensinger

Special foundation works is one of the most innovative sectors in civil engineering and construction. Both engineering techniques and construction machinery are undergoing continu­ous further development. These developments are providing ways to meeting the world-wide requirement for special geotechnical works even faster, even better and more efficiently. Unfortunately, accident prevention organisations have had to realise that the figures on in­dustrial accidents in special foundation works are still above average in number. The Safety & Environmental Working Group of the EFFC thereupon started to carry out a survey on acci­dents occurring in this sector and used this information as a basis for the preparation of acci­dent statistics and an accident analysis. The objective of this undertaking is to determine key accident occurrences and their causes and to consequently determine measures for improved health and industrial safety.

Jan 1, 2002

By Michael J. Brown

Load testing is important for controlling the quality of piled foundations. The Statnamic test is an alternative to existing testing methods with a load duration that lies between that for static and dynamic tests. Current methods of analysis offer excellent correlation between static and Statnamic tests for coarse-grained soils but often over-predict the capacity for fine-grained soils. Thus a calibration chamber is being used to produce instrumented beds of clay with reproducible properties. A model pile placed in the beds can be loaded at varying rates using a computer controlled servo-hydraulic system. Results from the modelling will be used to improve methods of analysis and govern the design of a full-scale study. Initial results suggest the rate effect can be represented by a power law relating pile velocity and resistance. Statnamic loading of the model pile produced large negative pore pressures in the clay bed.

Jan 1, 2002

By Makoto Kimura

Failure tests on laterally loaded single and pile group are analyzed with a 3-dimensional elasto-plastic finite element program. In the analysis, the mechanical behavior of the ground is supposed to be elasto-perfect plastic with Drucker-Prager's yielding criterion. The nonlinearity of the piles is simulated by assuming a hyperbolic relation between the bending moment and the curvature of the piles. The influence of the axial stress on the cast-in-place concrete piles is also considered in the numerical analysis. It is found that the mechanical behavior of the piles subjected to lateral loading, such as the load-displacement relation up to an ultimately large deformation, and the distribution of bending moment in the pile group can be well simulated.

Jan 1, 1996

By Ke Yang, Robert Liang

"Drilled shaft foundations are widely used for many types of structures, especially for highway bridges, high rise buildings, and costal structures. The lateral design considerations are crucial for those structures that are subjected to lateral thrust forces, winds, waves, and earthquakes. The p-y analysis is the most widely used method for the analysis and design of drilled shafts for lateral load applications in soils. However, existing p-y criteria were developed based on the lateral load tests on small diameter drilled shafts in soils. Although, a lot of lateral load tests have been conducted, there are a limited number of lateral load tests on large diameter drilled shafts embedded in clay. In this paper, a lateral load test on 2.44 m diameter fully instrumented drilled shafts in clay is presented. The site specific p-y curves are derived based on strain gage readings. The existing p-y curves are found to be much softer than the site specific p-y curves. Correspondingly, the deflection at the top of the test shaft under the maximum applied load is predicted to be eight times larger than the measured value using existing p-y criteria. A new p-y criterion is proposed in this paper. The proposed p-y criterion is proven to be able to capture the site specific p-y curves of the load test and to predict closely the deflections at the top of the test shaft. INTRODUCTIONDrilled shaft foundations are widely used for many types of structures, especially for highway bridges and costal structures. The lateral design considerations are crucial for those structures that are subjected to lateral thrust forces, winds, waves, and earthquakes. Although efforts have been made on studying lateral response of drilled shafts; nevertheless, only limited studies have been published on the behavior of large diameter drilled shafts under lateral loads and the corresponding design methods."

Jan 1, 2005

By Matthias Pulsfort, Markus Herten, Rolf Breitenbücher, Claudia Fierenkothen

"Secant bored pile walls are frequently used as retaining walls in watertight excavations to cut off ground water aquifers and are subsequently exposed to ground water pressure loading in addition to earth pressure loads. To avoid extra loading from ground water pressure in soils with limited permeability, it can be useful to arrange drainage windows within secant bored pile walls by means of single primary piles filled with porous concrete without reinforcement cages, which usually have to be placed within casings in submerged conditions. This concrete may serve as a horizontal arch between the reinforced secondary piles, but it must however enable vertical draining between load carrying construction beams and the bottom of the excavated pit. In the present submission, the results of several material tests with different mix designs of porous concrete with certain admixtures are presented together with first and important experiences with a wellsuited placement technique for porous concrete casings in small- and large-scale laboratory tests. It can be shown that the usual placement technique of employing a tremie pipe is not suited for this type of unsaturated concrete. Instead, pouring with a particular kind of cone and an open conductor pipe has proven successful.Additionally, special testing methods are currently developed for judging the suitability of the desired concrete mix design in preparation for an upcoming real-scale experimental pile installation in Germany.1. INTRODUCTIONRetaining walls are often built as secant bored pile walls in order to cut off aquifers saturated with groundwater against deep building pits. In soil types with relatively low permeability, however, seepage flow may be permitted, because the quantity of groundwater to be pumped is limited, and the range of influence due to dewatering is not reaching far. Thus, the hydrostatic water pressure on the retaining wall can be considerably reduced, leading to a more economic design (see Fig. 1).In unsaturated soils, the dewatering effect can be achieved by means of porous pervious concrete with a uniform grainsize distribution of aggregates typically placed in a borehole under dry conditions. With regard to the use of porous concrete to be placed at the ground surface in road pavement applications, experience is sufficiently available as shown, for instance, by Neithalath et el. (2010). However placing the porous concrete in a bored pile using a tremie pipe under submerged conditions is a challenge and a completely new approach, because there is a considerable risk of segregation of the fresh concrete, separating the cement lime paste from the aggregates when in contact with water and leaving only neat gravel on the one hand as well as a tight cemented area at the bottom of the pile on the other hand. If this concrete placement is successful, additional dewatering by means of extra wells behind the retaining wall can be avoided. Of course the seepage flow in the adjacent soil needs to be regarded seriously."

Jan 1, 2017

By Tsunenobu Nozaki

"Basically, the “Press-in Piling Method” was invented to eliminate construction nuisances, such as noise and vibration which have been serious unsolved problems for advancing societies over a long time. In the construction industry, piling works have been a major cause of noise and vibration, because most piling methods utilize dynamic load to install piles into the ground. The secret of the Press-in Piling Method is to utilize static loading to install pre-formed piles rather than dynamic load. The piles are hydraulically gripped and jacked into the ground by the special piling rig known as the “Silent Piler”. Therefore, the piles can form a robust and firm foundation, which is another advantage of the Press-in Piling Method.The Press-in Piling Mechanism and Implant Foundations The basis of the Press-in Piling Method is simple. The Pres-in Piling Machine installs a preformed displacement pile into the ground by static jacking force. The reaction for the Press-in Force is generated by gripping previously installed piles, which are called “Reaction Piles”. Due to this, the Press-in Piling Machine can produce a powerful piling force whilst only requiring minimal machine size.With the Press-in Piling Method, as piles are pressed into the ground, they are incorporated with the surrounding soils, which provides a large bearing capacity and passive horizontal resistance. These embedded foundations which are firmly anchored into the ground are known as “Implant Foundations”. Being embedded into the ground, the foundations are resilient and maintain their serviceability even in the worst credible design conditions."

Jan 1, 2015

By Dan A. Brown

The following paper was written by Dr. Dan A. Brown, P.E. Brown is an Associate Professor at Auburn University's Department of Civil Engineering. The paper was originally presented at a FHWA's Transportation Research Board meeting and is presented here with the author's consent. Construction and design of drilled shaft foundations in hard pinnacle limestone requires flexibility from all parties involved due to the variability of the subsurface conditions. This article describes some strategies which have been found useful in the Birmingham, Alabama area. The importance of well trained and experienced field personnel in these conditions is noted. It is also vital that engineers understand the construction challenges so as to provide both quality assurance and cost effectiveness in design and in the specifications.

Jan 1, 1991

By Chu E. Ho

Field load tests on deep slurry stabilized bored piles have shown that end bearing resistance was unreliable due to soft toe conditions caused by debris accumulation at the bottom of the hole during pile installation. This is true whether bentonite or polymer slurry was used. Skin friction resistance was less affected by the slurry and is more reliable. A design strategy is proposed which ensures that an adequate factor of safety against the ultimate shaft resistance is maintained for any chosen design working load, such that a pile settlement of 12mm would not be exceeded.

Jan 1, 2002

By Garland Likins

High strain PDA testing has become common for verification of capacity of both driven and bored piles. It is equally applicable to Augered-Cast-in-Place (ACIP) Piles. It also evaluates other aspects of the installation such as integrity. The benefit of high strain dynamic test results for the relatively low cost of the tests compared to conventional static testing has resulted in widespread use. The method is described and specific procedures for testing ACIP piles are outlined. Example results demonstrate the application.

Jan 1, 2000

By Andrew Budek

Reinforced concrete piles are used to carry foundation loads through considerable depths of soil to provide superstructure stability under gravity loads and lateral forces. The creation of cast-in-place (or cast-in-drilled-hole, i.e., CIDH) piles begins with the auger-drilling of a hole of the appropriate depth, into which a cage of reinforcing steel is placed (the cage length is generally equal to the depth of the hole, a construction joint being used to connect the in-ground pile with the superstructure). The pile is then finished by casting with concrete, and the superstructure then appended. The superstructure may either be a column (denoting the structure a pile-column), a column and cap beam, or a footing. Typical pile-column configurations are shown in Fig. 1 (a CIDH pile used in a footing would be similar in overall configuration to Fig. 1(b), with H=0). CIDH piles are well-suited for alluvial soil profiles with a deep water table; such conditions generally allow the auguring of a clean and regular hole.

Jan 1, 2007

By John P. Davis

The use of conventional, circulatory air rotary and fluid rotary, cased and uncased drilling methods in the vicinity of sensitive infrastructure can have deleterious effects on the ground conditions surrounding and supporting structures and the structure itself. Furthermore, the use of these conventional methods offers the engineer or contractor little information about the condition of the subsurface during geotechnical applications. Conversely, sonic drilling measurements and samples can be used to evaluate actual conditions during the progress of exploration and construction across a given site. This paper will discuss the history and properties of sonic drilling and explore case histories of geotechnical applications for the advancement of boreholes within vulnerable structures and on sensitive sites for several recent infrastructure projects ? a tunnel and railroad project, a dam grout curtain project, a bridge micropile exploration project and a tunnel instrumentation project. Project summaries will discuss the advantages realized when the application of sonic drilling techniques demonstrated superior accuracy, quality control, efficiency, productivity, penetrability, waste minimization and adaptability when drilling adjacent to or within existing infrastructure. Finally, the discussion will address the current testing and application of sonic drilling to the installation of micropiles, earth retention anchors, grout injection and instrumentation installation where the quality control benefits provided by the inherent soil cores, measurement while drilling systems, accuracy and non-destructive production drilling features will be advantageous.

Jan 1, 2006

By R. Bellotti

The theory of cavity expansion in an infinite frictional soil mass whose strength is represented by a curved Mohr-Coulomb failure envelope has been used to predict with some confidence the cone resistance of a clean dry sand. Experimental data were obtained from cone penetration and pressuremeter tests on two sands, conducted in a large calibration chamber (CC) under carefully controlled placement and boundary conditions. A plane strain bearing capacity theory was developed, and to convert the results to axi-symmetric conditions, an empirical "shape factor" was used. In the paper, the theoretical background, experimental data, calculation procedure, and the results of the analysis are presented. In general, a reasonable validation of the cavity expansion approach to the bearing capacity of deep foundations has been obtained.

Jan 1, 1987

By Rajesh Minda

160 numbers of double bulb underreamed piles were constructed based on the safe loads specified in IS code at Tripura. The pile load tests yielded a much lower capacity. A detailed investigation work was carried out to find out the reasons for anomaly. The work included soil exploration followed by extraction of two piles bearing numbers 72 and 151. It was seen that the bulbs were not formed as per specification. Some comments on IS Code have been made at the end.

Jan 1, 1996

By Ingemar Hermansson, Thomas Bjerendal, Mattias Grävare, Carl-John Grävare

"AbstractHigh strain dynamic pile tests (HSDPT) on driven piles have been carried out on a routine basis in Sweden for more than 30 years. The Swedish Commission on Pile research established, in the early 1980s, safety factors based on the percentage of piles tested. The safety factors could then be reduced, creating economic incentives for the contractor to carry out testing.Energy formulas adopted by our neighbour countries, Norway and Denmark, were not accepted in Sweden as a reliable method since the dynamic testing method was considered to be a more scientific and reliable method. It has become almost the only in-situ method used to verify geotechnical bearing capacity on driven piles.The typical Swedish geology of soft soils overlaying very hard strata makes it possible to verify high design loads, typically 20 kN per cm2 of pile cross sectional area for steel piles and 1,5 kN per cm2 for concrete piles.Conventionally a certain percentage of the piles have been tested in Sweden. The EC7, on the other hand states a number of piles to be tested, regardless of the total number of piles. The Swedish NA (National Annex) states a maximum distance between tested piles, which results in better distribution of the test piles over the foundation.For shaft-bearing piles in soft clays, dynamic pile tests have to be correlated by static load tests.Historical backgroundOn a research basis stress-wave measurements have been carried out for a long time in Sweden. One example is a project in the city of Gothenburg, conducted by Fellenius and Pejrud (1964). Strain gauges were glued on the reinforcement bars in 60 m long, precast concrete piles at 3 m and 25 m above the pile tip respectively. Evaluation was done with different methods such as dynamic formulas,stress-wave measurements and in addition compared with static load tests.In the 1975 Building Code in Sweden, driving criteria for concrete piles based on stress-wave theory were introduced, as summarized in Table 1. The driving criteria are intended for 3 and 4 tonne gravity hammers. For hydraulic rigs, which have free-falling hammers, the drop height indicated should be reduced to 80 % of the values in the table. The criteria were considered to include a safety factor of 3,0. For 330 - 450 kN pile load, pile with a standard a cross sectional area of 235 mm x 235 mm was used. For 600 kN load, the standard cross sectional area was 275 mm x 275 mm."

Jan 1, 2014